Do Prospective Inspections of Broker-Dealer Auditors Present An Opportunity?

There’s nothing worse than the appearance of regulatory infrastructure and enforcement without the consistent and forceful execution of that regulatory mandate…

Hedge Funds And Their Auditors – It’s Good To Be Aggressive

Every once and a while someone asks me, “fm, how do you keep up with all the news, the stories?  How do you know all this stuff?” Well…Although I have been accused of conceit, presumption, being “too smart,” being too quick to draw conclusions, painting a whole firm black on very little basis, precociousness, general […]