restatements – Francine McKenna

The SEC’s AgFeed Complaint: No Restatement Means No Sarbanes-Oxley Clawback

March 23, 2014/1 Comment/in Latest, Pure Content, You Can Quote Me On That

The AgFeed case is the mother lode for an SEC that says it’s ready to rack up some accounting fraud enforcement points and, perhaps, pursue a more aggressive enforcement approach to sparsely utilized Sarbanes-Oxley provisions like Section 304, clawbacks.

Guest Lectures At Stanford Graduate School Business

February 22, 2014/3 Comments/in Pure Content, Where I've Been

My notes for guest lectures (there were two sections, back-to-back) February 10, 2014 for Bus F332/Law 725, Finance and Society, at Stanford University Graduate School of Business, taught by Professor Anat Admati. Emphasis: The auditors’ role in corporate governance in financial institutions and specifically how auditors not inadvertently stifle the actual use of compensation clawbacks.

Niblets

December 18, 2013/in Food for Thought, Pure Content

Stories that get stuck in your teeth.

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