Broker-Dealer Audits Still Badly Broken
The PCAOB’s second “progress” report on broker-dealer audits found deficiencies in all of the audit firms inspected and in 57 of the 60 audits inspected. That’s not much progress.
The PCAOB’s second “progress” report on broker-dealer audits found deficiencies in all of the audit firms inspected and in 57 of the 60 audits inspected. That’s not much progress.
I appeared July 17 on Chicago Tonight, a nightly news program produced by WTTW, Channel 11, the public television station in Chicago. The show is hosted by Phil Ponce, a very interesting guy who was really good at wrangling the three cats on this panel. I was joined by John Lothian and Professor Laura Pincus-Hartman of […]