Looking Into SEC’s Equity Markets Structure Committee at MarketWatch
My piece on the SEC’s new Equity Market Structure Advisory Committee, spanning several online pages, is now out at MarketWatch.
Posts
McKenna Speaks to Market Technicians Association Chicago
/1 Comment/in Pure Content, Where I've BeenOn February 19, 2013, I spoke to the Chicago Chapter of the Market Technicians Association. The topic was, “Risk 2013: Protecting Your Trading Accounts From Fraud”.
Four Years After Madoff, Audits and Auditors of Broker-Dealers Still Lousy
/8 Comments/in Audit Firm Management, Audit Quality, Latest, The Case Against The AuditorsHow much lower does investor confidence have to go? How many more billions do customers have to lose before someone steps up?
PFGBest: Another Fraud, Another Example Of Weak Auditors and Weak Regulatory Oversight
/8 Comments/in Latest, Pure Content, The Case Against The AuditorsThe PFGBest fraud is another reason why the futures industry’s poor business environment, wracked with a crisis of confidence after MF Global, just got much worse.
The Plot Thickens: The House Financial Services Committee MF Global Hearing
/in Food for ThoughtView the story “The Plot Thickens: The House Financial Services Committee MF Global Hearing ” on Storify]